Broker reports and regulator alerts

CASE REPORT

HALEX TRADES

CASE REPORT

Halifax & Associates

Halifax & Associates — British Columbia Securities Commission (British Columbia). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Halinx Investment Group

halinxinvest.com

Halinx Investment Group — Financial Markets Authority (New Zealand). Recorded classification: Unregistered/Unlicensed entity offering financial products or services|Market Manipulation (pump and dump schemes, wash trades, etc.)|Fraud and Other Types of Misconduct.

CASE REPORT

Halisol (clone)

Halisol (clone) — Commission de Surveillance du Secteur Financier (Luxembourg). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hall Capital Markets

https://hallcm.com

Hall Capital Markets — Alberta Securities Commission (Alberta). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Halley Dragon BTC Mining-Malaysia

Halley Dragon BTC Mining-Malaysia — Securities Commission (Malaysia). Recorded classification: Other.

CASE REPORT

HALLIP

HALLIP — National Securities and Stock Market Commission (Ukraine). Recorded classification: Other.

CASE REPORT

Hallmark Fxpro

Hallmark Fxpro — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

HALONG INVESTMENT (CLONE)

HALONG INVESTMENT (CLONE) — Comisión Nacional del Mercado de Valores (Spain). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Halsted Holdings Limited

Halsted Holdings Limited — Financial Markets Authority (New Zealand). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hamamatsu Merger Group

Hamamatsu Merger Group — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Haman Wong Solicitors LLP (the scam entity)

Haman Wong Solicitors LLP (the scam entity) — Jersey Financial Services Commission (Jersey). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hamburg Capital

Hamburg Capital — Australian Securities and Investments Commission (Australia).

CASE REPORT

Hamilcar Capital

Hamilcar Capital — Financial Market Authority (Austria). Recorded classification: Other.

CASE REPORT

Hamilon FE/ Hamiltonfe

Hamilon FE/ Hamiltonfe — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hamilton

hamilton.club

Read the Hamilton report for the recorded identity, website details and practical checks before responding to an investment approach.

CASE REPORT

Hamilton and Hughes Associates

https://www.hamiltonandhughes.com

Hamilton and Hughes Associates — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hamilton and Pricehouse Consultancy

hamiltonpricehouse.com/

Hamilton and Pricehouse Consultancy — Securities and Exchange Commission (United States of America).

CASE REPORT

Hamilton Carter International Commodities

Hamilton Carter International Commodities — Financial Conduct Authority (United Kingdom).

CASE REPORT

Hamilton Trading

Hamilton Trading — Monetary Authority of Singapore (Singapore).

CASE REPORT

Hammond Global Solutions LLC

hammondglobal.com

Hammond Global Solutions LLC — Securities and Exchange Commission (United States of America).

CASE REPORT

HAMPDEN & CO PLC (Clone of FCA Authorised Firm)

HAMPDEN & CO PLC (Clone of FCA Authorised Firm) — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.

CASE REPORT

Hampton Capital Management

Hampton Capital Management — Securities and Exchange Commission (United States of America).

CASE REPORT

Hampton-Kaufmann Advisors LLC

Hampton-Kaufmann Advisors LLC — Financial Conduct Authority (United Kingdom). Recorded classification: Unregistered/Unlicensed entity offering financial products or services.